| China Transfer Capital Investment Limited | RO | Dealing in securities | 2020-01-06 | 2022-04-28 |
| Rep | Dealing in securities | 2019-12-03 | 2020-01-06 |
| Differ Financial and Securities Limited | RO | Dealing in securities | 2019-01-30 | 2019-08-07 |
| Rep | Dealing in securities | 2018-12-27 | 2019-01-30 |
| DA INTERNATIONAL FINANCIAL SERVICE LIMITED | RO | Dealing in securities | 2017-11-23 | 2018-12-25 |
| Rep | Dealing in securities | 2017-11-15 | 2017-11-23 |
| Rep | Dealing in futures contracts | 2017-11-15 | 2018-12-25 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-08-23 | 2017-10-06 |
| Rep | Dealing in securities | 2016-08-23 | 2017-10-06 |
| CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Dealing in securities | 2015-09-11 | 2016-08-08 |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2014-09-29 | 2015-09-07 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-05-21 | 2015-09-07 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-06-04 | 2014-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2012-06-04 | 2015-09-07 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2011-03-31 | 2012-04-28 |
| Rep | Dealing in futures contracts | 2010-03-30 | 2012-04-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-03-30 | 2012-04-28 |