| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2023-07-10 | - |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2023-07-10 | - |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-09-03 | 2023-06-11 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-09-03 | 2023-06-11 |
| PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-21 | 2012-08-25 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-10 | 2012-08-25 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-09-01 |
| Rep | Asset management | 2003-04-01 | 2003-09-01 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-09-01 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-09-01 |
| Rep | Advising on securities | 2003-04-01 | 2003-09-01 |
| Rep | Asset management | 2003-04-01 | 2003-09-01 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-09-01 |
| Rep | Dealing in securities | 2003-04-01 | 2003-09-01 |