| FOUNDER FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2019-05-24 | 2020-03-10 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2019-05-24 | 2020-03-10 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-11-30 | 2019-05-24 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-11-30 | 2019-05-24 |
| China Vered Securities Limited | Rep | Dealing in futures contracts | 2018-08-31 | 2018-11-19 |
| Rep | Dealing in securities | 2018-08-31 | 2018-11-19 |
| Soochow Securities International Brokerage Limited | RO | Dealing in securities | 2014-02-14 | 2018-08-14 |
| Soochow Securities International Futures Limited | RO | Dealing in futures contracts | 2014-02-14 | 2018-08-14 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-01-14 | 2014-02-14 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-01-14 | 2014-02-14 |
| Ping An Securities (Hong Kong) Holdings Company Limited | RO | Dealing in securities | 2012-06-15 | 2013-11-07 |
| Rep | Dealing in securities | 2012-05-08 | 2012-06-15 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2012-04-24 | 2012-05-02 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Dealing in securities | 2012-02-07 | 2012-04-16 |
| Rep | Dealing in securities | 2011-12-28 | 2012-02-07 |
| Yuanta Asia Investment (Hong Kong) Limited | RO | Dealing in securities | 2010-09-17 | 2011-11-21 |