Personnel Hong Kong SFC License Details (ID 92396)

Personnel Hong Kong SFC License Details (ID 92396)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-18	2021-03-31
	Rep	Dealing in securities	2012-06-18	2021-03-31
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2007-09-21	2013-04-10
	Rep	Dealing in securities	2004-09-01	2013-04-10
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2003-09-26	2004-08-24
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	Rep	Advising on corporate finance	-	2003-09-18
	Rep	Advising on securities	-	2003-09-18
	Rep	Asset management	-	2003-09-18
	Rep	Providing automated trading services	-	2003-09-18
	Rep	Dealing in securities	-	2003-09-18