Personnel Hong Kong SFC License Details (ID 92508)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-12-15	2014-05-18
	Rep	Dealing in securities	2011-12-15	2014-05-18
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-01-29	2011-12-02
	Rep	Dealing in securities	2008-01-15	2011-12-02