| Hectoron Global Capital Management Limited | RO | Advising on securities | 2022-01-04 | 2025-09-05 |
| RO | Asset management | 2022-01-04 | 2025-09-05 |
| RO | Dealing in securities | 2022-01-04 | 2025-09-05 |
| OP INVESTMENT MANAGEMENT LIMITED | RO | Dealing in securities | 2020-11-13 | 2021-10-27 |
| RO | Advising on securities | 2020-01-30 | 2021-10-27 |
| RO | Asset management | 2020-01-30 | 2021-10-27 |
| Rep | Advising on securities | 2019-09-18 | 2020-01-30 |
| Rep | Asset management | 2019-09-18 | 2020-01-30 |
| BAIYI CAPITAL (ASIA) LIMITED | RO | Advising on securities | 2018-12-21 | 2019-04-12 |
| RO | Asset management | 2018-12-21 | 2019-04-12 |
| SP Global Access Limited | RO | Dealing in securities | 2017-08-21 | 2019-04-12 |
| Rep | Dealing in securities | 2017-07-17 | 2017-08-21 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-04-03 | 2017-06-29 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-04-03 | 2017-06-29 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-26 | 2014-03-31 |
| Rep | Dealing in securities | 2012-06-26 | 2014-03-31 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-01-27 | 2013-09-13 |
| Rep | Dealing in securities | 2010-01-27 | 2013-09-13 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-03-07 | 2008-05-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-03-07 | 2008-05-01 |