| Public Securities Limited | Rep | Dealing in securities | 2010-05-26 | 2014-01-01 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-01-13 | 2010-05-21 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-01-13 | 2010-05-21 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2009-01-09 | 2009-12-31 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2009-01-09 | 2009-12-31 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2008-12-06 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2008-10-10 | 2008-12-06 |
| CVP Securities Limited | Rep | Dealing in futures contracts | 2006-02-07 | 2008-09-26 |
| Rep | Dealing in securities | 2006-02-07 | 2008-09-26 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-04-23 | 2005-07-07 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-10-06 |
| Rep | Asset management | - | 2003-10-06 |
| Rep | Providing automated trading services | - | 2003-10-06 |
| Rep | Dealing in futures contracts | - | 2005-07-07 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | - | 2003-09-29 |
| Rep | Asset management | - | 2003-09-29 |
| Rep | Providing automated trading services | - | 2003-09-29 |
| Rep | Advising on securities | - | 2003-10-06 |
| Rep | Dealing in securities | - | 2005-07-07 |