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Personnel - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 93064)
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Public Disciplinary Actions
Public Disciplinary Actions
SFC suspends Chow Tsz Lam, ex-RO of Agg. Asset Management for 1 year for fund management failures
SFC
SFC, 04-Sep-2025
Orgs
People
SFC bans fund manager Ng Ka Shun for life and fines him HK$1.7m for serious misconduct
SFC
SFC, 23-Dec-2024
Orgs
People