Webb-site Legacy

Ng, Ka Shun 吳家順

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Agg. Asset Management Limited	Rep	Advising on securities	2020-10-12	2020-10-12
	Rep	Asset management	2020-10-12	2020-10-12
	Rep	Dealing in securities	2020-10-12	2020-10-12
	RO	Advising on securities	2017-05-04	2020-10-12
	RO	Asset management	2017-05-04	2020-10-12
	RO	Dealing in securities	2017-05-04	2020-10-12
Atlantic Asset Management Limited	RO	Advising on securities	2013-11-06	2016-08-16
	RO	Asset management	2013-11-06	2016-08-16
Glory Sun Securities Limited	Rep	Dealing in futures contracts	2013-07-17	2016-08-16
	Rep	Dealing in securities	2013-07-17	2016-08-16
Quam Securities Limited	Rep	Advising on securities	2007-11-19	2013-07-06
	Rep	Asset management	2007-11-19	2013-07-06
	Rep	Dealing in futures contracts	2007-11-19	2013-07-06
	Rep	Dealing in securities	2007-11-19	2013-07-06
Ark Securities (Hong Kong) Limited	Rep	Asset management	2007-03-26	2007-11-07
	Rep	Advising on securities	2006-03-15	2007-11-07
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2006-02-07	2007-11-07
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2004-11-10	2007-11-07
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-11-10	2007-11-07
SHUN LOONG FUTURES LIMITED	Rep	Dealing in futures contracts	2004-07-21	2004-11-10
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-07-21	2004-11-10
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2003-10-07	2004-07-06
	Rep	Dealing in futures contracts	2003-06-05	2004-07-06
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2003-06-05	2004-07-06