Personnel Hong Kong SFC License Details (ID 93089)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-04-17	2018-06-12
Quam Securities Limited	Rep	Dealing in securities	2007-07-03	2018-02-09
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Providing automated trading services	-	2003-09-11
	Rep	Advising on corporate finance	-	2004-07-21
	Rep	Advising on securities	-	2004-07-21
	Rep	Asset management	-	2004-07-21
	Rep	Dealing in securities	-	2007-06-28