Personnel Hong Kong SFC License Details (ID 93095)

Personnel Hong Kong SFC License Details (ID 93095)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Peakhouse Asset Management Limited	RO	Advising on securities	2023-02-02	2023-09-15
	RO	Asset management	2023-02-02	2023-09-15
Midas Securities Limited	RO	Advising on securities	2018-08-20	2020-03-19
	RO	Asset management	2018-08-20	2020-03-19
	RO	Dealing in futures contracts	2018-08-20	2020-03-19
	RO	Dealing in securities	2018-08-20	2020-03-19
Quam Securities Limited	Rep	Dealing in futures contracts	2005-01-19	2018-02-09
	Rep	Dealing in securities	2005-01-19	2018-02-09
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	-	2004-07-22
	Rep	Asset management	-	2004-07-22
	Rep	Dealing in futures contracts	-	2004-12-20
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Providing automated trading services	-	2003-09-11
	Rep	Advising on corporate finance	-	2004-07-22
	Rep	Advising on securities	-	2004-07-22
	Rep	Asset management	-	2004-07-22
	Rep	Dealing in securities	-	2004-12-20