Personnel Hong Kong SFC License Details (ID 93419)

Personnel Hong Kong SFC License Details (ID 93419)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BestEx Asia Limited	Rep	Dealing in securities	2019-05-20	2022-01-31
MIRABAUD (ASIA) LIMITED	Rep	Advising on securities	2016-09-29	2016-11-11
	Rep	Dealing in securities	2016-09-29	2016-11-11
CGS International Securities Hong Kong Limited	Rep	Dealing in securities	2012-07-03	2016-01-16
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2011-02-02	2012-06-30
CLSA LIMITED	Rep	Advising on corporate finance	-	2004-03-16
	Rep	Advising on securities	-	2004-03-16
	Rep	Asset management	-	2004-03-16
	Rep	Dealing in securities	-	2010-09-20