Personnel Hong Kong SFC License Details (ID 93430)

Personnel Hong Kong SFC License Details (ID 93430)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2025-07-30	-
	Rep	Dealing in securities	2025-07-30	-
ABCI Securities Company Limited	Rep	Advising on securities	2025-05-29	2025-06-27
	Rep	Dealing in securities	2025-05-29	2025-06-27
Macquarie Asia Securities Limited	Rep	Advising on securities	2022-09-16	2023-08-18
	Rep	Dealing in securities	2022-09-16	2023-08-18
CLSA LIMITED	Rep	Dealing in securities	2014-04-28	2022-06-16
CGS International Securities Hong Kong Limited	Rep	Dealing in securities	2012-07-03	2014-03-20
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2011-08-08	2012-06-30
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-03-22	2011-06-01
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Asset management	2008-01-08	2011-03-14