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Personnel - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 93496)
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SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
SFC fines Zhonghui International Futures Co Ltd HK$5m for regulatory breaches
SFC
SFC, 20-Jan-2022
Orgs
People
SFC bans Chu Chun Wai, ex-Zhonghui International Futures, for 7 months for supervisory failures
SFC
SFC, 30-Dec-2021
Orgs
People