| XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in futures contracts | 2016-11-04 | 2021-06-09 |
| JS SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2016-08-30 | 2020-02-28 |
| CN FIRST INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2013-09-25 | 2015-09-09 |
| REALINK FINANCIAL TRADE LIMITED | RO | Dealing in futures contracts | 2009-09-29 | 2011-10-14 |
| Rep | Dealing in securities | 2009-09-29 | 2011-10-14 |
| KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-04-22 | 2008-06-10 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-05-04 | 2008-01-21 |
| KAISER FUTURES LIMITED | Rep | Advising on futures contracts | - | 2005-02-18 |
| Rep | Asset management | - | 2005-02-18 |
| Rep | Dealing in futures contracts | - | 2006-04-30 |