| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2021-01-05 | - |
| CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2019-03-28 | 2020-10-05 |
| CLSA LIMITED | Rep | Dealing in securities | 2014-08-04 | 2020-10-05 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | 2013-07-18 | 2014-05-02 |
| Rep | Dealing in futures contracts | 2013-07-18 | 2014-05-02 | |
| Rep | Dealing in securities | 2013-07-18 | 2014-05-02 | |
| Religare Capital Markets (Hong Kong) Limited | Rep | Dealing in securities | 2010-08-04 | 2012-12-14 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-08-12 | 2010-04-29 |
| Rep | Dealing in securities | 2009-08-12 | 2010-04-29 | |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2005-05-10 | 2009-04-04 |
| Rep | Dealing in securities | 2005-05-10 | 2009-04-04 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2005-05-10 | 2009-04-04 |
| UBS SECURITIES ASIA LIMITED | RO | Dealing in securities | 2004-01-09 | 2005-05-10 |
| UBS SECURITIES HONG KONG LIMITED | RO | Dealing in securities | 2004-01-09 | 2005-05-10 |
| UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-14 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-14 | |
| Rep | Asset management | 2003-04-01 | 2003-10-14 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-01-09 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-14 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-14 | |
| Rep | Asset management | 2003-04-01 | 2003-10-14 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-01-09 |
No HKMA registrations in the collected records.