Personnel Hong Kong SFC License Details (ID 93563)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Dealing in securities	2023-08-11	-
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2015-08-17	2022-04-01
	Rep	Dealing in securities	2015-08-17	2022-04-01
Religare Capital Markets (Hong Kong) Limited	Rep	Dealing in securities	2011-07-20	2012-09-20
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2008-01-17	2011-04-20
	Rep	Dealing in securities	2008-01-17	2011-04-20