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Au, Alex Wai Chi 區偉志 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 93582)
Au, Alex Wai Chi 區偉志
SFC ID:
ACO434
Key Data
SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
MMT submits reports on dealings in Sino Katalytics (now Capital VC, 2324) shares
HK Government, 17-Aug-2012
Orgs
People
Final MMT report on Sino Katalytics (now Capital VC, 2324)
Market Misconduct Tribunal, 16-Aug-2012
Orgs
People
Duncan Chui Tak Keung & Peter Yau Chung Hong found culpable of false trading, price-rigging & market manipulation
Market Misconduct Tribunal, 09-Jul-2012
Orgs
People
Topics