Personnel Hong Kong SFC License Details (ID 93582)

Personnel Hong Kong SFC License Details (ID 93582)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ALPHALEX CAPITAL MANAGEMENT (HK) LIMITED	RO	Advising on securities	2015-06-12	-
	RO	Asset management	2015-06-12	-
RICHLAND CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2007-05-25	2013-07-09
	RO	Asset management	2007-05-25	2013-07-09
Longitude Asia Limited	RO	Advising on securities	2005-05-24	2007-05-22
	RO	Asset management	2005-05-24	2007-05-22
AD Capital Management (Hong Kong) Limited	Rep	Advising on futures contracts	2004-09-08	2005-02-23
	RO	Advising on securities	2004-09-08	2005-02-23
	RO	Asset management	2004-09-08	2005-02-23
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-12-09
	Rep	Advising on securities	2003-04-01	2003-12-09
	Rep	Asset management	2003-04-01	2003-12-09
	Rep	Dealing in securities	2003-04-01	2004-01-15