Personnel Hong Kong SFC License Details (ID 93778)

Personnel Hong Kong SFC License Details (ID 93778)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Anatole Investment Management Limited	RO	Asset management	2016-05-24	-
GF Securities (Hong Kong) Brokerage Limited	RO	Dealing in securities	2014-07-09	2015-03-07
	Rep	Dealing in securities	2013-07-11	2014-07-09
Jefferies Hong Kong Limited	Rep	Dealing in securities	2012-04-10	2013-05-30
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2012-02-20	2012-03-28
SAMSUNG SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2011-06-15	2012-02-03
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2010-01-22	2011-06-01