Personnel Hong Kong SFC License Details (ID 94040)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-02-21	2013-05-29
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2013-02-21	2013-05-29
	Rep	Dealing in securities	2013-02-21	2013-05-29
LOUIS CAPITAL MARKETS (HONG KONG) LIMITED	Rep	Advising on securities	2012-04-30	2012-07-14
	Rep	Dealing in futures contracts	2012-04-30	2012-07-14
	Rep	Dealing in securities	2012-04-30	2012-07-14
SG SECURITIES (HK) LIMITED	RO	Advising on futures contracts	2010-11-16	2011-12-02
	RO	Dealing in futures contracts	2010-11-16	2011-12-02
	RO	Advising on securities	2010-09-16	2011-12-02
	RO	Dealing in securities	2010-09-16	2011-12-02
	Rep	Dealing in securities	2010-07-06	2010-09-16
MF Securities Hong Kong Limited	Rep	Advising on securities	2009-11-27	2010-02-12
FOX-PITT, KELTON (ASIA) LIMITED	Rep	Dealing in securities	2009-01-23	2009-10-16
CLSA FUTURES LIMITED	Rep	Advising on futures contracts	2006-07-08	2008-11-13
	Rep	Dealing in futures contracts	2006-07-08	2008-11-13
CLSA LIMITED	Rep	Advising on securities	2006-07-08	2008-11-13
	Rep	Dealing in securities	2006-07-08	2008-11-13
Morgan Stanley Asia Limited	Rep	Advising on securities	2004-11-29	2006-05-13
	Rep	Providing automated trading services	2004-07-20	2006-05-13
	Rep	Dealing in securities	2004-07-20	2006-05-13
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2004-07-20	2006-05-13
	Rep	Dealing in futures contracts	2004-07-20	2006-05-13