Personnel Hong Kong SFC License Details (ID 94213)

Personnel Hong Kong SFC License Details (ID 94213)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities International Global Markets Limited	Rep	Dealing in securities	2019-05-30	-
CLSA LIMITED	Rep	Dealing in securities	2018-09-03	2020-05-06
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2016-09-21	2018-05-28
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2009-10-21	2012-04-14
	Rep	Dealing in futures contracts	2009-10-21	2012-04-14
	Rep	Dealing in securities	2009-09-28	2012-04-14
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2006-07-28	2009-06-18