Personnel Hong Kong SFC License Details (ID 94270)

Personnel Hong Kong SFC License Details (ID 94270)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GRAND FUND HONG KONG MANAGEMENT LIMITED	RO	Asset management	2017-02-06	2020-02-29
FORMAX SECURITIES LIMITED	Rep	Dealing in securities	2015-12-11	2017-02-03
FORMAX ASSET MANAGEMENT LIMITED	RO	Asset management	2014-10-31	2017-02-03
	Rep	Asset management	2014-06-27	2014-10-31
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2012-04-02	2014-06-06
Changjiang Asset Management (HK) Limited	Rep	Advising on securities	2012-01-16	2014-06-06
	Rep	Asset management	2012-01-16	2014-06-06
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-07-27	2012-01-01
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2009-07-02	2012-01-01
	Rep	Asset management	2009-07-02	2012-01-01
GIP Partners Limited	Rep	Advising on securities	2009-05-22	2009-06-24
	Rep	Asset management	2009-05-22	2009-06-24
Bright Fund Management Limited	Rep	Advising on securities	2006-10-20	2008-07-19
	Rep	Dealing in securities	2006-10-20	2008-07-19