| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2022-02-04 | - |
| RO | Advising on securities | 2022-02-04 | - | |
| CLSA LIMITED | RO | Dealing in securities | 2022-02-04 | - |
| CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-10-28 | 2022-02-04 |
| Rep | Advising on securities | 2016-10-28 | 2022-02-04 | |
| CLSA LIMITED | Rep | Advising on securities | 2016-10-28 | 2021-07-20 |
| Rep | Dealing in securities | 2016-10-28 | 2022-02-04 | |
| BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2013-05-14 | 2016-09-21 |
| Rep | Dealing in securities | 2013-05-14 | 2016-09-21 | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2010-09-21 | 2013-04-17 |
| Rep | Advising on securities | 2010-09-21 | 2013-04-17 | |
| Rep | Dealing in securities | 2010-09-21 | 2013-04-17 |
No HKMA registrations in the collected records.