| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | Dealing in securities | 2020-05-22 | 2023-09-12 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | RO | Dealing in futures contracts | 2010-09-24 | 2023-09-12 |
| Rep | Dealing in futures contracts | 2010-06-29 | 2010-09-24 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-06-29 | 2020-05-22 |
| ADMIS Hong Kong Limited | RO | Dealing in securities | 2005-08-02 | 2006-03-17 |
| Rep | Dealing in securities | 2005-08-01 | 2005-08-02 |
| Rep | Dealing in futures contracts | 2005-08-01 | 2009-07-01 |
| VC BROKERAGE LIMITED | Rep | Dealing in securities | 2003-07-22 | 2005-07-27 |
| VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-07-22 | 2005-07-27 |
| CORPORATE BROKERS LIMITED | Rep | Advising on corporate finance | - | 2003-07-21 |
| Rep | Advising on securities | - | 2003-07-21 |
| Rep | Asset management | - | 2003-07-21 |
| Rep | Providing automated trading services | - | 2003-07-21 |
| Rep | Dealing in securities | - | 2003-07-22 |
| CORPORATE COMMODITIES LIMITED | Rep | Advising on futures contracts | - | 2003-07-21 |
| Rep | Asset management | - | 2003-07-21 |
| Rep | Dealing in futures contracts | - | 2003-07-22 |