Personnel Hong Kong SFC License Details (ID 94304)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2018-12-05	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2018-12-05	-
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2017-12-06	2018-07-31
	RO	Advising on futures contracts	2017-04-25	2017-12-06
Quam Securities Limited	Rep	Advising on securities	2016-01-04	2016-05-15
	Rep	Dealing in futures contracts	2016-01-04	2016-05-15
	Rep	Dealing in securities	2016-01-04	2016-05-15
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	RO	Advising on securities	2010-10-22	2014-05-21
	Rep	Advising on securities	2009-11-09	2010-10-22
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2009-10-14	2014-05-21
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-10-14	2013-07-08
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2009-04-23	2009-09-07
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2009-03-17	2009-09-07
CGS International Securities Hong Kong Limited	Rep	Dealing in securities	2008-08-25	2009-03-06
SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED	Rep	Dealing in securities	2007-08-17	2008-08-20
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	RO	Advising on securities	2005-06-27	2008-07-02
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2004-09-30	2008-08-20
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2004-07-21	2008-08-20
CMB International Global Markets Limited	Rep	Advising on corporate finance	2003-04-01	2004-07-16
	Rep	Advising on securities	2003-04-01	2004-07-16
	Rep	Asset management	2003-04-01	2004-07-16
	Rep	Providing automated trading services	2003-04-01	2004-07-16
	Rep	Dealing in securities	2003-04-01	2004-07-16