Webb-site Legacy

Chan, Hayes 陳昶曦

SFC ID:ANZ782

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2016-05-30	2017-08-01
	Rep	Dealing in securities	2016-05-30	2017-08-01
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on futures contracts	2016-05-30	2017-10-31
	Rep	Advising on securities	2016-05-30	2017-10-31
	Rep	Dealing in futures contracts	2016-05-30	2017-10-31
	Rep	Dealing in securities	2016-05-30	2017-10-31
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2013-09-16	2014-12-13
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2013-09-16	2014-12-13
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2013-09-16	2014-12-13
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	Advising on securities	2008-02-28	2013-07-05
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2007-10-31	2013-08-23
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2007-10-31	2013-08-23
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-09-28	2007-10-19
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-09-28	2007-10-19