Personnel Hong Kong SFC License Details (ID 94307)

Personnel Hong Kong SFC License Details (ID 94307)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2008-01-23	2023-08-31
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2008-01-23	2023-08-31
ALPHA FUTURES COMPANY LIMITED	Rep	Advising on futures contracts	-	2005-01-21
	Rep	Asset management	-	2005-01-21
	Rep	Dealing in futures contracts	-	2008-01-11
ALPHA SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2005-01-21
	Rep	Advising on securities	-	2005-01-21
	Rep	Asset management	-	2005-01-21
	Rep	Dealing in securities	-	2008-01-11