| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Prime China Securities Limited | RO | Advising on securities | 2017-12-11 | - |
| RO | Dealing in securities | 2017-12-11 | - | |
| Rep | Advising on securities | 2017-05-04 | 2017-12-11 | |
| Rep | Dealing in securities | 2017-05-04 | 2017-12-11 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-01-08 | 2017-03-17 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-01-08 | 2017-03-17 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2003-06-20 | 2004-01-06 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2003-06-20 | 2004-01-06 |
No HKMA registrations in the collected records.