| Astrum Capital Management Limited (HK) | RO | Asset management | 2021-02-18 | - |
| Rep | Dealing in futures contracts | 2021-02-18 | - |
| Rep | Dealing in securities | 2021-02-18 | - |
| Rep | Asset management | 2020-11-30 | 2021-02-18 |
| Minerva Asset Global Investment Capital Limited | RO | Asset management | 2019-07-29 | 2020-07-14 |
| Minerva Holding Financial Securities Limited | RO | Dealing in securities | 2019-02-19 | 2019-06-03 |
| RHB FUTURES HONG KONG LIMITED | RO | Dealing in futures contracts | 2014-05-22 | 2018-07-27 |
| RHB SECURITIES HONG KONG LIMITED | RO | Advising on securities | 2014-05-22 | 2018-07-27 |
| RO | Dealing in securities | 2014-05-22 | 2018-07-27 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-09-24 | 2014-05-22 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-09-24 | 2014-05-22 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-07-20 |
| Rep | Asset management | 2003-04-01 | 2004-07-20 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2013-09-19 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-09-11 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-07-20 |
| Rep | Advising on securities | 2003-04-01 | 2004-07-20 |
| Rep | Asset management | 2003-04-01 | 2004-07-20 |
| Rep | Dealing in securities | 2003-04-01 | 2013-09-19 |