Personnel Hong Kong SFC License Details (ID 94333)

Personnel Hong Kong SFC License Details (ID 94333)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sun Growth Futures Limited	Rep	Dealing in futures contracts	2019-01-30	2019-02-28
SUN GROWTH SECURITIES LIMITED	Rep	Dealing in securities	2019-01-30	2020-12-31
Mason Securities Limited	Rep	Dealing in securities	2014-11-13	2018-09-16
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-11-13	2018-09-16
KGI ASIA LIMITED	Rep	Dealing in securities	2013-07-15	2014-11-03
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-07-15	2014-11-03
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2007-02-01	2013-07-03
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2005-09-23	2013-07-03