Personnel Hong Kong SFC License Details (ID 94337)

Personnel Hong Kong SFC License Details (ID 94337)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2020-02-20	-
	Rep	Dealing in securities	2020-02-20	-
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2013-02-26	2019-12-31
RHB FUTURES HONG KONG LIMITED	RO	Dealing in futures contracts	2012-08-22	2019-12-31
RHB SECURITIES HONG KONG LIMITED	RO	Dealing in securities	2012-08-22	2019-12-31
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2012-07-06	2012-08-22
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2012-07-06	2012-08-22
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2011-11-28	2012-06-30
	RO	Dealing in securities	2005-08-23	2011-11-28
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2003-07-22	2012-06-30
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Providing automated trading services	2003-07-22	2003-09-11
	Rep	Advising on corporate finance	2003-04-01	2003-06-05
	Rep	Advising on securities	2003-04-01	2003-06-05
	Rep	Asset management	2003-04-01	2003-06-05
	Rep	Providing automated trading services	2003-04-01	2003-06-05
	Rep	Dealing in securities	2003-04-01	2005-08-23