| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| JMC Capital HK Limited | RO | Advising on securities | 2026-05-26 | - |
| RO | Asset management | 2026-05-26 | - | |
| RO | Dealing in securities | 2026-05-26 | - | |
| JMC Capital International Limited | RO | Advising on futures contracts | 2026-05-26 | - |
| RO | Advising on securities | 2026-05-26 | - | |
| RO | Dealing in futures contracts | 2026-05-26 | - | |
| RO | Dealing in securities | 2026-05-26 | - | |
| AP Capital Management (Hong Kong) Limited | RO | Advising on futures contracts | 2023-05-22 | 2026-05-08 |
| RO | Advising on securities | 2023-05-22 | 2026-05-08 | |
| RO | Asset management | 2023-05-22 | 2026-05-08 | |
| RO | Dealing in futures contracts | 2023-05-22 | 2026-05-08 | |
| RO | Dealing in securities | 2023-05-22 | 2026-05-08 | |
| Rep | Advising on futures contracts | 2023-05-15 | 2023-05-22 | |
| Rep | Advising on securities | 2023-05-15 | 2023-05-22 | |
| Rep | Asset management | 2023-05-15 | 2023-05-22 | |
| Rep | Dealing in futures contracts | 2023-05-15 | 2023-05-22 | |
| Rep | Dealing in securities | 2023-05-15 | 2023-05-22 | |
| Azurewing Limited (HK) | RO | Advising on securities | 2022-08-31 | 2023-04-14 |
| RO | Asset management | 2022-08-31 | 2023-04-14 | |
| Trinity Futures Limited | RO | Advising on futures contracts | 2022-08-31 | 2023-04-14 |
| RO | Dealing in futures contracts | 2022-08-31 | 2023-04-14 | |
| TRINITY SECURITIES CO. LIMITED | RO | Advising on securities | 2022-08-31 | 2023-04-14 |
| RO | Dealing in securities | 2022-08-31 | 2023-04-14 | |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2017-10-30 | 2018-06-28 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2017-10-30 | 2018-06-28 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-09-16 | 2015-12-16 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-06-07 | 2015-12-16 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-09-09 | 2010-06-05 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-09-09 | 2010-06-05 |
No HKMA registrations in the collected records.