| Manford Financial Limited | RO | Advising on futures contracts | 2022-02-09 | 2026-01-30 |
| RO | Dealing in futures contracts | 2022-02-09 | 2026-01-30 |
| RO | Dealing in securities | 2022-02-09 | 2026-01-30 |
| Greencourt Financial Co., Limited | RO | Dealing in securities | 2021-01-05 | 2021-12-17 |
| Rep | Dealing in securities | 2020-12-11 | 2021-01-05 |
| BOA INTERNATIONAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2019-06-03 | 2020-11-30 |
| RO | Dealing in securities | 2019-06-03 | 2020-11-30 |
| Rep | Dealing in futures contracts | 2019-05-24 | 2019-06-03 |
| Rep | Dealing in securities | 2019-05-24 | 2019-06-03 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-05-26 | 2018-12-25 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-05-26 | 2018-12-25 |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2008-01-28 | 2008-11-22 |
| Rep | Dealing in securities | 2006-05-17 | 2008-11-22 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2006-03-15 | 2008-11-22 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-09-03 | 2006-03-06 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-09-03 | 2006-03-06 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2004-07-23 | 2004-08-26 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-07-23 | 2004-08-26 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-07-23 | 2004-08-26 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-04-27 | 2004-07-21 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-04-27 | 2004-07-21 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-03 | 2004-04-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-02-03 | 2004-04-15 |