| SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2005-06-01 | 2007-05-23 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-06-01 | 2016-09-07 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-06-01 | 2016-09-07 |
| CHINA RICH ASSET MANAGEMENT LIMITED | Rep | Advising on securities | - | 2004-04-28 |
| Rep | Asset management | - | 2005-05-31 |
| REXCAPITAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2004-04-28 |
| Rep | Asset management | - | 2004-04-28 |
| Rep | Dealing in futures contracts | - | 2005-05-31 |
| WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | - | 2004-04-28 |
| Rep | Advising on securities | - | 2004-04-28 |
| Rep | Asset management | - | 2004-04-28 |
| Rep | Dealing in securities | - | 2005-05-31 |