| HUA NAN SECURITIES (HK) LIMITED | RO | Dealing in securities | 2017-12-05 | 2022-04-21 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-03-06 | 2015-11-30 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-03-06 | 2015-11-30 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2014-12-11 | 2015-02-13 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2014-12-11 | 2015-02-13 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-12-18 | 2014-10-31 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2013-12-18 | 2014-10-31 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-12-24 | 2013-12-10 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2003-12-24 | 2013-12-10 |