Personnel Hong Kong SFC License Details (ID 94361)

Personnel Hong Kong SFC License Details (ID 94361)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	RO	Advising on futures contracts	2017-02-22	2022-03-18
	RO	Advising on securities	2015-10-29	2022-03-18
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2011-06-09	2016-11-01
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	Advising on securities	2011-06-09	2015-10-29
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2011-06-09	2013-07-08
YF SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-01-13	2011-05-26
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2009-08-04	2009-08-31