| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-02-28 | 2019-06-19 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-02-28 | 2019-06-19 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-01-30 | 2006-11-01 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-01-30 | 2006-11-01 |