| Crescendo Greater China Limited | RO | Advising on securities | 2021-05-28 | 2024-06-07 |
| RO | Asset management | 2019-02-15 | 2024-06-07 |
| SBI China Capital Asset Management Limited | Rep | Asset management | 2018-06-28 | 2019-01-31 |
| SBI China Capital Financial Services Limited | Rep | Advising on securities | 2018-06-28 | 2019-01-31 |
| Rep | Dealing in securities | 2018-06-28 | 2019-01-31 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-07-05 | 2017-07-04 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-07-05 | 2017-07-04 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2010-05-27 | 2011-06-23 |
| Rep | Dealing in futures contracts | 2010-03-25 | 2011-06-23 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-03-25 | 2011-06-23 |