| Quam Securities Limited | Rep | Dealing in futures contracts | 2019-12-24 | - |
| Rep | Dealing in securities | 2019-12-24 | - |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-11-05 | 2019-11-29 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-11-05 | 2019-11-29 |
| PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-14 | 2008-11-03 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2004-08-14 | 2008-11-03 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-07-20 |
| Rep | Asset management | 2003-04-01 | 2004-07-20 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-08-09 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-09-11 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-07-20 |
| Rep | Advising on securities | 2003-04-01 | 2004-07-20 |
| Rep | Asset management | 2003-04-01 | 2004-07-20 |
| Rep | Dealing in securities | 2003-04-01 | 2004-08-09 |