Personnel Hong Kong SFC License Details (ID 94379)

Personnel Hong Kong SFC License Details (ID 94379)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2011-05-19	2018-09-23
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2011-05-19	2018-09-23
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2004-01-28	2004-10-26
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-08-21
	Rep	Asset management	-	2003-08-21
	Rep	Providing automated trading services	-	2003-08-21
	Rep	Dealing in futures contracts	-	2004-10-26
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-08-21
	Rep	Advising on securities	-	2003-08-21
	Rep	Asset management	-	2003-08-21
	Rep	Providing automated trading services	-	2003-08-21
	Rep	Dealing in securities	-	2004-10-26
iBest Securities Company Limited	Rep	Advising on corporate finance	-	2003-08-21
	Rep	Advising on securities	-	2003-08-21
	Rep	Asset management	-	2003-08-21
	Rep	Dealing in securities	-	2004-10-26