| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2026-02-24 | 2026-06-30 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2025-11-27 | - |
| FWD Financial Planning Limited (HK) | RO | Advising on securities | 2025-02-04 | 2025-11-08 |
| RO | Dealing in securities | 2025-02-04 | 2025-11-08 | |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2022-09-23 | 2023-05-12 |
| RO | Dealing in securities | 2022-09-23 | 2023-05-12 | |
| Rep | Advising on securities | 2022-06-06 | 2022-09-23 | |
| Rep | Dealing in securities | 2022-06-06 | 2022-09-23 | |
| Rep | Asset management | 2022-06-06 | 2023-05-12 | |
| SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | Dealing in futures contracts | 2021-12-13 | 2022-04-29 |
| Rep | Dealing in futures contracts | 2021-11-16 | 2021-12-13 | |
| Rep | Dealing in securities | 2021-11-16 | 2022-04-29 | |
| SDHG International Securities Limited | RO | Dealing in securities | 2021-08-16 | 2021-11-06 |
| Rep | Dealing in securities | 2021-07-07 | 2021-08-16 | |
| THOMAS GLOBAL FINANCIAL SERVICES LIMITED | RO | Dealing in securities | 2019-06-24 | 2021-05-14 |
| Mason Securities Limited | Rep | Dealing in securities | 2014-11-13 | 2021-05-14 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-11-13 | 2021-05-14 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2013-07-15 | 2014-11-03 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-07-15 | 2014-11-03 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-05-20 | 2013-07-03 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-02-04 | 2013-07-03 |
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