Personnel Hong Kong SFC License Details (ID 94384)

Personnel Hong Kong SFC License Details (ID 94384)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHACOM FUTURES LIMITED	Rep	Advising on futures contracts	2020-09-18	2024-08-08
	Rep	Dealing in futures contracts	2019-04-23	2024-08-08
EAST ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2018-11-26	2019-03-26
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-11-26	2019-03-26
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2007-11-08	2018-10-31
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2007-11-08	2018-10-31
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-05-25	2007-11-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-05-25	2007-11-01