| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Quam Securities Limited | Rep | Dealing in futures contracts | 2020-02-07 | - |
| Rep | Dealing in securities | 2020-02-07 | - | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-02-18 | 2020-01-14 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-02-18 | 2020-01-14 |
| PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-26 | 2009-02-18 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-02 | 2009-02-18 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-08-16 |
| Rep | Asset management | 2003-04-01 | 2003-08-16 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-08-16 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-16 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-16 | |
| Rep | Asset management | 2003-04-01 | 2003-08-16 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-16 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-08-16 |
No HKMA registrations in the collected records.