Personnel Hong Kong SFC License Details (ID 94400)

Personnel Hong Kong SFC License Details (ID 94400)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2009-05-08	2013-12-30
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-05-08	2019-11-28
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2009-01-15	2009-04-23
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2009-01-15	2009-04-23
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-01-15	2009-04-23
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2003-09-23	2009-01-09
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2003-09-23	2009-01-09