| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2024-01-31 | - |
| FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2021-08-19 | - |
| FOUNDER FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2019-11-08 | 2021-12-13 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2019-11-08 | - |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-05-10 | 2019-11-08 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-05-10 | 2019-11-08 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | RO | Dealing in futures contracts | 2018-02-02 | 2019-04-18 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | Dealing in securities | 2018-02-02 | 2019-04-18 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-01-19 | 2018-02-02 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-02-17 | 2018-02-02 |
No HKMA registrations in the collected records.