Personnel Hong Kong SFC License Details (ID 94411)

Personnel Hong Kong SFC License Details (ID 94411)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Dealing in futures contracts	2019-12-16	2023-02-22
	Rep	Dealing in securities	2019-12-16	2023-02-22
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2010-11-19	2019-11-27
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	Advising on securities	2009-06-15	2013-07-05
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2007-12-12	2019-11-27
SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED	Rep	Dealing in securities	2007-12-12	2014-04-28