| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Prime China Investments and Advisory Limited | RO | Advising on securities | 2019-11-08 | - |
| RO | Asset management | 2019-11-08 | - | |
| Prime China Securities Limited | RO | Advising on securities | 2016-12-22 | - |
| RO | Dealing in securities | 2016-12-22 | - | |
| Rep | Advising on securities | 2016-10-19 | 2016-12-22 | |
| Rep | Dealing in securities | 2016-10-19 | 2016-12-22 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-07-22 |
| Rep | Asset management | 2003-04-01 | 2004-07-22 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2016-09-06 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-09-11 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-07-22 | |
| Rep | Advising on securities | 2003-04-01 | 2004-07-22 | |
| Rep | Asset management | 2003-04-01 | 2004-07-22 | |
| Rep | Dealing in securities | 2003-04-01 | 2016-09-06 |
No HKMA registrations in the collected records.