| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-04-29 | 2023-07-26 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-04-29 | 2023-07-26 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | - | 2004-07-22 |
| Rep | Asset management | - | 2004-07-22 |
| Rep | Dealing in futures contracts | - | 2014-03-24 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Providing automated trading services | - | 2003-09-11 |
| Rep | Advising on corporate finance | - | 2004-07-22 |
| Rep | Advising on securities | - | 2004-07-22 |
| Rep | Asset management | - | 2004-07-22 |
| Rep | Dealing in securities | - | 2014-03-24 |