Personnel Hong Kong SFC License Details (ID 94439)

Personnel Hong Kong SFC License Details (ID 94439)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2024-02-07	2024-08-30
	Rep	Dealing in securities	2024-02-07	2024-08-30
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2008-03-04	2023-12-29
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2008-03-04	2023-12-29
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2007-06-21	2007-07-11
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2007-06-21	2007-07-11
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2005-03-11	2007-02-07
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2005-03-11	2007-02-10
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2003-06-10	2005-03-07